Early Stuart foreign
policy remains a relatively neglected topic, despite mounting evidence
for the importance of international religious conflicts in British
political culture and the strains imposed by the demands of war
on the British state. Jonathan Scott has recently called for a systematic
rethinking of the period based on a recognition of the fundamental
importance of the European context of the Thirty Years’ War,
but even he has relatively little to say about the Stuart monarchy's
attempts to intervene in continental politics. (1) One reason for
this neglect stems from the stubborn insularity of English historiography;
another is that any serious student of international relations needs
to master continental European, as well as English, archives. These
two books attempt to overcome this challenge and, although one succeeds
better than the other, both are to be welcomed for this reason.
Redworth's study offers the fullest account of the Spanish Match
– the ill-fated effort to marry the future Charles I to the
Infanta Maria of Spain – since Gardiner. It draws upon Spanish
sources unavailable to that great Victorian scholar, while advancing
a bold thesis certain to provoke controversy. Clearly written in
often vigorous prose, it will be as accessible to students and general
readers as to experts. Unfortunately it also glosses over complexities
requiring fuller and more nuanced treatment, making this a book
to be used with caution.
Redworth is at his best when illuminating the tangle of political,
diplomatic and personal relationships at the heart of the marriage
negotiations. He provides the fullest available discussion in English
of Spain's famous ambassador Gondomar and his mission to England.
A highly ambitious politician of minor noble stock, Gondomar was
also a scholar and the owner of the largest private library in Spain,
and his intellectual accomplishments helped him establish a close
relationship with James I of England and English courtiers like
Francis Bacon and the Earl of Arundel. Redworth argues that James's
friendship with Gondomar also derived from their shared sense of
being strangers in England and the enjoyment they took in exchanging
views on the peculiar behaviour of the natives. Shortly after arriving
in London on his first embassy of 1614, Gondomar reassured James
that Spain would not interfere with his rule in Ireland if, in exchange,
James restrained corsairs in American waters. He then proposed a
marriage alliance, offering as bait a dowry of £500,000 (later
enlarged to £600,000), which seemed especially attractive
after the failure of the 1614 parliament. Redworth thinks that Gondomar's
enthusiasm for this match, which he believed would advance his own
career, and his superficial knowledge of Spanish court politics
caused him to underestimate the difficulties that religious differences
would pose in its negotiation in ways that ultimately misled James.
Although deserving of serious consideration, this conclusion is
not entirely supported by a recent Spanish study, which presents
evidence that Gondomar and his superiors had considerable doubts
as early as 1620 that the English would ever agree to religious
conditions acceptable to Spain and Rome. (2) Moreover, Gondomar’s
continued interest in the Match, despite the obstacles, appears
to have stemmed from his view that the commercial and naval strength
of the English and Dutch made it imperative for Spain to prevent
these two powers from allying against her interests, at least as
much as from purely personal ambition.
Redworth also provides a fresh account of events surrounding the
1621 parliament, uncovering new documentation of Buckingam's pro-Spanish
views and providing an original interpretation of the genesis of
the Commons' petition for war with Spain that precipitated the parliament's
dissolution. More than most historians, he stresses James's fear
and resentment of bellicose Protestantism as the main motivation
for his desire to ally with Spain. Some historians may argue with
the assertion that 'it is in…moments when James lashes out
[to Gondomar] that we get closest to finding out who he felt his
real enemies were' (p. 42), since the King had every reason to exaggerate
his anti-puritan sentiments when talking to the Spanish ambassador.
But the royal outbursts recorded in the Spanish documents Redworth
has uncovered, such as James's boast that puritans were taking the
place of recusants in English jails after the 1621 dissolution,
are certainly revealing.
The book next proceeds to develop a fresh interpretation of the
journey of Charles and Buckingham to Madrid, which has perplexed
historians almost as much as it did contemporaries. The prince and
duke had 'their own secret contacts with Madrid' (p. 51) and thought
that they understood the situation there better than the King's
diplomats. In May 1622 Charles told Gondomar he was willing to travel
incognito to Spain. Wrongly concluding this meant that the prince
was ready to convert to Catholicism, and seeing a chance to advance
his own career, Gondomar encouraged the scheme. Unfortunately he
never enjoyed the confidence of the inner circle around Philip IV,
although his skill at self-promotion had disguised this fact from
the English court. He therefore did not know that on his deathbed
Philip III had implored his heir not to conclude the Match and that
Olivares was already searching for a way to break it without driving
England into a war. To dissimulate until he could perfect an alternative
scheme, Olivares also deceived Charles's personal envoy, Endymion
Porter, into thinking the Match was virtually concluded. The prince's
trip thus took place amidst a tangle of false hopes and misunderstandings.
His initial lavish welcome in Madrid – which Redworth describes
well – inevitably gave way to friction and mounting suspicion,
as the Spaniards slowly realised that he was not going to convert
and demanded new religious concessions, including parliament's ratification
of freedom of worship for English Catholics, to stall the Infanta's
marriage to a heretic prince. By early May 1623 Charles concluded
that negotiations had reached an impasse and asked permission to
return to London, which Olivares refused. 'The Prince of Wales was
captive in a foreign land' (p. 111). In order to escape, on 7 July
he suddenly agreed, in bad faith, to all Spanish demands. This astonished
the Spanish court, which now felt that it had no choice but to proceed
with the marriage; Redworth thinks Charles's deception fooled everyone
except Olivares and possibly James.
Although it may require modification by further work on Spanish
court politics, much of this narrative seems plausible. A more complete
study would need to pay more attention to internal disagreements
within the Spanish regime and events like the fall of Lerma and
rise of Olivares during the period of Gondomar’s residence
in London. Gondomar had stronger contacts with Lerma’s regime
than with that of his successor, a fact that may have complicated
his efforts to assess the changing directions of Spanish policy
from his distant post in London. But even if Redworth oversimplifies,
his argument that the Match became entangled in a web of misunderstandings
appears essentially correct.
He will meet more resistance, on the other hand, in making his
further claim that in pursuing the Match the English were prepared
to sacrifice the interests of James's son-in-law, Frederick V Elector
Palatine, whose principality had been conquered by Spanish and other
Catholic armies. Previous accounts have mostly assumed that the
Palatinate's restoration was a central objective of Stuart policy,
and that a diplomatic solution tied to the Spanish Match provided
an alternative to war. Redworth argues that, on the contrary, the
return of the Palatinate was always a secondary concern in London.
His evidence consists partly of letters by the English diplomat
John Digby, telling his superiors that Spain was unwilling to provide
more than diplomatic assistance in the recovery of the Palatinate,
but even more of a document showing that James was prepared to conclude
the Match without an explicit agreement over the Elector's restoration,
after receiving Porter's optimistic report in 1623. Charles's and
Buckingham's determination to make war on Spain after the Match
collapsed must therefore have owed more to wounded pride and a petty
desire for revenge than to concern for the Frederick of Bohemia.
The larger strategic objectives used to justify attacking Spain
– the defense of German Protestantism and the vindication
of the dynastic rights of Charles's sister and her husband –
were, Redworth argues, merely 'a twisted excuse for a war of vanity'
(p. 5). These contentions not only challenge other accounts of late
Jacobean foreign policy, they also implicitly undermine revisionist
efforts at rehabilitating the reputations of England's first two
Stuart monarchs.
Redworth’s evidence is less conclusive than he appears to
think, however. Even if James was willing to conclude a marriage
alliance without a simultaneous agreement over the Palatinate, it
does not necessarily follow that he intended to abandon his son-in-law.
He might well have hoped that Spanish diplomatic assistance would
still eventually achieve a satisfactory solution. Another English
agent in Madrid, Walter Aston, remained optimistic on this score,
while at the time of Porter's departure for Madrid an observer at
the English court reported that the prince's secretary, Francis
Cottington, had returned from Spain with 'great and plausible assurances
both of the restitution of the Palatinate and of the accomplishment
of the marriage.' The same observer also stated that while awaiting
the outcome of Porter's mission a committee had begun to meet to
consider preparations for war, 'wherein the Prince showeth himself
a fervent and forward actor', who proclaimed that 'he would never
harken to the marriage till the Palatinate were restored'. (3)
Although Charles might have been insincere in this claim,
we cannot fully assess his attitude without deeper examination of
the full range of military and diplomatic options under consideration
at the time, including attempts to provide limited military assistance
to the Elector's cause without a formal rupture with Spain, for
example by encouraging English volunteers to enlist for military
service in Germany.
Moreover, even if Redworth is right in thinking that the Stuarts
would have abandoned the Palatinate in return for a Spanish marriage
alliance, it need not follow that their policy was motivated by
a myopic desire for peace at any price and subsequently by petty
vanity. This study's greatest weakness lies in its failure to provide
a more complex and nuanced analysis of the wider political, diplomatic
and military contexts surrounding the marriage negotiations. The
problem is exemplified at the start of chapter 3, dealing with the
Central European background, where Redworth sweepingly asserts that
Princess 'Elizabeth's marriage to Frederick, instead of enhancing
her father's reputation as a peacemaker, was to have devastating
consequences for the reputation of James and his son for sound judgment'
(p. 19). He does not support this statement with any sustained discussion
of reactions in Madrid or other European capitals to Britain's German
alliance, and what little evidence he does provide comes almost
entirely from the period following the outbreak of war in the Empire
in 1619, six years after the Palatine marriage took place.
While there is no doubt that Frederick's decision to accept the
Bohemian crown and the crushing Habsburg military response it provoked
placed James in a very awkward position, these events could not
have been foreseen in 1613 and James had no direct control over
them. By jumping from 1613 to 1619 Redworth evades the problem of
discussing what James originally hoped to achieve by the Palatine
match and whether he had any responsibility for Frederick's disastrous
challenge to Habsburg rule in Bohemia. There is no attempt here
to present a balanced account of the evolution of James's policies,
the internal debates over Germany within his Council and the extremely
difficult diplomatic, strategic and military problems that the Stuarts
faced as they contemplated the prospects of war. Instead we are
presented with a narrative dominated by shallow personalities and
simplistic choices between starkly opposed policy options, lacking
any sense of nuance or complexity.
Although Pursell is more concerned with Frederick than with James
and Charles, and with Germany than with England, he still manages
to provide a useful corrective to Redworth's simplifications. He
is particularly convincing in showing the contingent nature of the
circumstances leading up to Frederick's disastrous defeat at the
Battle of White Mountain and the subsequent loss of the Palatinate.
In 1618 The Empire did not appear poised on the brink of full-scale
religious war. There were certainly tensions, including those produced
by the attempts of Catholic princes to chip away at the privileges
and property enjoyed by Protestants within their territories. Like
some other Protestant leaders, Frederick saw the Habsburgs as a
dynasty intent on subverting the Empire's constitution by establishing
a hereditary claim to the imperial title and extending imperial
power at the expense of the liberties and privileges of the electoral
college and other German institutions. The role of Spanish diplomacy
and the occasional participation of Spanish troops in German affairs
also aroused fear and resentment. But there was a deep commitment,
by Catholic as well as Protestant rulers, to settling disputes by
peaceful means and without the intervention of foreign states. Thus,
when the Bohemian estates rebelled, both they and their Habsburg
adversary, Ferdinand, had considerable difficulty in gaining military
support. The governments of Denmark, France, Spain and Britain all
wanted a mediated settlement, while even Frederick hesitated before
accepting the Bohemian crown, hoping to promote the candidacy of
the Catholic but anti-Habsburg Duke of Savoy instead. As the local
crisis escalated, with relatively small Bohemian armies invading
Austria to besiege Vienna, a hardline faction in Madrid eventually
prevailed in obtaining limited military assistance for the Emperor.
But even after a string of decisive Catholic victories in 1620–21,
the Spanish Crown wanted to avoid an open-ended engagement in Germany,
while all the major Protestant powers except the Dutch hesitated
to commit themselves. It is therefore clear that James was not obtuse
in hoping to achieve a diplomatic settlement; moreover his reluctance
to break with Spain closely resembled the attitude of other Protestant
princes.
Pursell makes a good case that Frederick's refusal to relinquish
his claims to Bohemia and to compromise on other issues did more
than anything else to obstruct a settlement and enlarge the war.
Believing in the righteousness of his cause and the support of God,
he continued to pursue unrealistic objectives, bringing added military
disasters upon himself, his allies and his subjects, while further
angering the Habsburgs and exasperating his own allies, especially
James I. Relations between James and his son-in-law grew increasingly
tense and querulous, as the latter's provocative behaviour undercut
efforts to negotiate a settlement on his behalf. Frederick believed
that the Habsburgs would never negotiate away their gains, so that
the only hope lay in inciting a larger war. He therefore disapproved
strongly of the Spanish Match and declined to refrain from new military
initiatives during its negotiation, until the army of his ally Halberstadt
was destroyed by Tilly on 6 August 1623.
Despite devoting only a few pages to the Spanish Match, Pursell
offers a very different interpretation from Redworth, arguing that
while in Madrid Charles continued to press for Frederick's restoration
until he met with an outright refusal from Olivares. 'This exchange
may have been the moment in which he decided to leave Spain and
forsake negotations' (p. 204). Even after Charles's return to London,
Pursell argues, he, and especially James, had not given up on negotiations
but continued to canvas alternative schemes, such as a marriage
between Frederick's heir and a daughter of the Emperor or the Duke
of Bavaria. But these diplomatic efforts faltered, in part because
Frederick refused to countenance them, while alternative plans for
contracting alliances with the Dutch, French and other powers hostile
to Spain and the Emperor moved forward.
James's death in March 1625 came as a relief to Frederick and also
unleashed a flurry of Palatine lobbying among English politicians,
urging a resort to war. The ultimate goal was to contract an alliance
centering around Protestant states (Britain, Denmark, the Dutch
and Sweden) but perhaps also including the French, Savoy and the
Republic of Venice 'to wage a dynastic, not a religious war for
a constitutional end', i.e. Frederick's unconditional restoration.
But since these powers had their own disparate goals and interests,
the full coalition never materialised, and the governments that
did come to Frederick’s aid often failed to cooperate fully
with each other. Moreover, as the war spread into northern Germany,
pulling in previously neutral states, the Palatinate ceased to be
the central issue. The elector had got the wider conflict he wanted,
but the defeat of Denmark in 1626 and disengagement of Britain in
1629, after a series of military and political debacles, left him
no closer to achieving his objectives. Gustavus Adolphus's intervention
in Germany provided renewed hope, since the Swedish king 'saw that
no peace in Germany was secure or feasible without Frederick's restoration'
(p. 270). But Gustavus was more interested in using Frederick to
extract support for his campaign from Charles I and other Palatine
allies than in the constitutional and religious principles underlying
the Palatine cause. Although Frederick joined the Swedish army he
had grown disillusioned some time before his death from fever on
30 November 1632, some thirteen days after that of Gustavus himself.
The issue of the Palatinate was only finally settled in 1648 through
a compromise very similar to the one James had suggested a quarter
of a century before. By then the principality's population had been
reduced by 75 per cent.
Pursell's book raises a few issues on which more discussion is
needed. He presents Frederick as a figure primarily motivated by
constitutional rather than religious concerns, who was perfectly
happy to tolerate Lutherans and Catholics, and even to ally with
Catholic states, to defeat what he perceived as Habsburg tyranny.
Since Ferdinand was also motivated by his conviction that Frederick
threatened the imperial constitution, more than by religious zeal,
Pursell argues that it is misleading to call the Thirty Years’
War a war of religion. This is convincing on one level and Pursell
has certainly provided a corrective to stereotyped images of Frederick
and Ferdinand as dogmatic confessional rivals. But his own evidence
also demonstrates how frequently religious and constitutional issues
became thoroughly intertwined, making a clear distinction between
them impossible to sustain. Protestants were so touchy about constitutional
issues partly because they had reason to believe that wherever Catholic
princes had enlarged their power – in France and the Spanish
Netherlands as well as parts of Germany – they were using
it to undermine reformed churches. The dilemma of how to respond
to this challenge – whether through peaceful political and
judicial protests or violent resistance – separated moderate
Huguenot leaders from more intransigent figures like the Duke of
Rohan, in much the same way it that it separated Frederick from
a Lutheran prince like the Duke of Saxony, or from James I. (4)
It also divided English Protestant politicians as they looked across
the Channel at the European situation.
It is therefore worth thinking more carefully about how worries
over the long term survival of Protestantism entered into
political calculations and policy debates, even over seemingly secular
issues. To what extent did disagreement or confusion over this issue
undermine the cohesion of Protestant alliances, while also producing
internal fissures within Protestant governments? In a telling discussion
Pursell explains that while contemplating whether to accept the
Bohemain crown Frederick sent letters to London soliciting advice.
James failed to respond but the Archbishop of Canterbury, George
Abbot, did, urging Frederick to accept. Pursell believes that Princess
Elizabeth may also have encouraged her husband to believe that he
would have her father's support. Frederick's disastrous decision
to accept the crown therefore stemmed not just from his own rashness
but from the confusing signals he received from an internally divided
English regime. One possible explanation is that James failed both
to discipline his own council and to make his own views clear until
it was too late. But Garcia Oro's study of Gondomar has turned up
intriguing evidence that the Spanish authorities believed James
to be acting in bad faith, by pretending to support Habsburg interests
and peace while he secretly intrigued with the Dutch and other Protestant
powers to foment trouble. (5)
Although it runs counter to almost everything English historians
have written about James's policies and may well be wrong, this
contemporary view at least merits careful consideration. Did James
miscalculate not by seeking peace at any price, as some contemporaries
and many later historians have claimed, but by duplicitously encouraging
Frederick's Bohemain venture in the belief that, if it succeeded,
it would serve Stuart interests and, if it failed, his diplomacy
could negotiate a line of retreat?
By concentrating on Frederick and portraying him as the central
cause of the escalation of the Bohemian crisis into the Thirty Years’
War, Pursell may at times obscure the role of other dimensions of
the conflict. But his book is a thoroughly researched and intelligent
study that unquestionably breaks new ground. Although less satisfying,
Redworth's study also reopens old questions by using fresh evidence
from European archives. One hopes that these books herald the start
of a trend toward a more cosmopolitan approach to Stuart politics
that will at last allow us to situate early modern Britain more
adequately within its European context.
Notes
1. Jonathan Scott, England's
Troubles: Seventeenth-Century English Instability in European Context
(Cambridge, 2000).
2. José García
Oro, Don Diego Sarmiento de Acuna, Conde de Gondomar y Embajador
de Espana (1567–1627): Estudio Biografico (Xunta de Galicia,
1997), chapter 12.
3. Trumbull manuscripts, v. 7,
pieces 81 and 82 (old numeration), William Beaulieu to William Trumbull,
11 October 1622, italics added. For Aston see ibid v. 2,
143, 148, 182. For these documents I have used Library of Congress
microfilms LCM041/Camb/194 and 196; the Trumbull manuscripts are
now in the British Library.
4. Pierre and Solange Deyon,
Henri de Rohan (Paris, 2000).
5. J. García Oro, 307–8.
Dr Pursell's response.
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