New Haven, CT, Yale University Press, 2010, ISBN: 9780300117868; 336pp.; Price: £25.00
Athens, Polis, 2007, ISBN: 9789604351398; 282pp.
University of Edinburgh
Date accessed: 20 April, 2014
The fall of Constantinople to the Ottomans in 1453 has always interested historians. It has produced one undoubted classic in the shape of Sir Steven Runciman’s The Fall of Constantinople 1453.(1) It was the tragic climax of the history of the Byzantine Empire, which provided some consolation for the humiliation of its decline, reduced as it was in its final years to little more than Constantinople itself. It was living on borrowed time, for Constantinople should have fallen to the Ottomans 50 years earlier and was only saved by the chance intervention of the central Asia conqueror Tamerlane, who defeated the Ottomans at the battle of Ankara in 1402. The question has always been this: what did the Byzantines do with this new lease of life? The conventional response is that Manuel II Palaiologos (1391-1425) returned from self-imposed exile in the West and was able to restore a measure of soundness to the Byzantine state. However, his eldest son John VIII (1425–48) frittered away the opportunities thus created and another son Constantine XI (1448–53) was left to face the consequences. It is a 1066 and all that reading of history, which has turned Manuel II into the last great Byzantine emperor, John VIII into a bad thing, and Constantine XI into a doomed hero. It is also a reading, which reflects the sources. Manuel II was a scholar in his own right and his letters constitute the last important example of Byzantine epistolography. He is the subject of a magisterial biography by John W. Barker (2) , which is very largely written out of the emperor’s own works, while Donald M. Nicol has immortalised Constantine XI.(3) Ivan Djurić provides the only discordant note in his biography of John VIII (4) by forcing us to think again about this emperor: was he such a bad thing, after all? Biography has been one avenue used by modern historians to study the last half-century of Byzantium’s existence. In addition to the biographies of the three emperors, there are superlative studies of the two major intellectual figures of the time.(5) However, more influential has been a small book by Nicolas Oikonomides (6) , who drew attention to the similarities between late medieval Constantinople and the Italian city-states. Both boasted ruling elites, which supported themselves by commerce and business. This was an insight, which has stimulated work by K.-P. Matschke and N. Necipoglu, who have studied the business activities carried on in Constantinople in its final phase and have shown that in purely economic terms Byzantine Constantinople was perfectly viable. Greek merchants had a major role to play as intermediaries between the Italians and the Turks.
Kiousopoulou too takes Oikonomides’s insight as her starting point, but develops it in a novel and interesting way. She accepts that Byzantium had ceased in any recognisable way to be an Empire and had metamorphosed into a city-state and wonders how its government and political structure adapted to such a momentous change. She frames the problem rather cleverly around a scene described by the historian George Sphrantzes, where the Emperor Manuel II confided his misgivings about his son and successor John VIII. In the emperor’s opinion the latter wished to rule in traditional style as a Basileus, when what the times required was an oikonomos or steward. There has been plenty of discussion of what exactly the emperor meant, when he drew this contrast. The general thrust is, however, clear. It was Manuel II Palaiologos’s belief that an emperor should not involve himself in ambitious diplomacy abroad, but concentrate on domestic matters. Kiousopoulou would like to be more specific. It was essential to concentrate on domestic matters because of changes, which meant that the authority of the Byzantine emperor was restricted in ways reminiscent of that of the doge of Venice. Kiousopoulou reminds us that because the Byzantine Empire was soon to disappear did not mean that it had become a living fossil. She argues that in its last years it was evolving a much stronger Hellenic identity. It was a process cut short by the fall of Constantinople to the Ottomans. It was nevertheless an important stage in the development of a modern Greek consciousness, even if it went into cold storage under the Ottomans.
Harris, by way of contrast, has no particular axe to grind. His main concern is to provide an overview of the last years of Byzantium, which is solidly founded on the sources and which treats the period from 1402 to 1453 for itself and very much on its own terms. I think this may be the first time that this has been attempted. Harris clearly has a general rather than a specialist audience in mind because he is very careful to give references to sources in translation. His book is lucid; extremely well written with an excellent array of quotes and spread of information. He provides in purely literary terms the best short account of the siege of Constantinople and its aftermath that I know. His unrivalled knowledge of the Greek diaspora in the West also gives his book an extra dimension. Harris provides perceptive comments on individual episodes, but eschews general interpretation and has nothing to say about recent historiography of the period. He appears to accept the received opinion that Manuel II Palaiologos did enough to give Byzantium a fair chance of survival, but this came to nothing because of his son John VIII’s overambitious foreign policy. However, his conclusion suggests something much darker. It takes the form of an attempt to rehabilitate Andreas Palaiologos, who died at Rome in poverty in 1502. Born in January 1453 this prince was Manuel II’s eldest grandson and might in other circumstances have hoped to become emperor himself. Instead, he spent a life of exile taking his begging bowl around the courts of Europe. His life has always been judged an abject failure. Now Harris points out that he was not that different from other members of the house of Palaiologos. Had not his great grandfather John V found himself marooned in Venice for lack of funds? The Venetians were wary of advancing money to the Palaiologan emperors, because they knew there was little chance of ever getting it back. It has been calculated that by 1453 the Byzantine emperor owed the Venetians 585,000 hyperpyra, but this has to be set against a total indebtedness of 19,275,000 hyperpyra. Andreas’s grandfather Manuel II spent three uncomfortable years in the West looking for support. His uncle John VIII equally made a tour of the Italian and Hungarian courts. Incidentally, the only way that John VIII was able to kit himself out in fitting fashion to attend the Church Council of Ferrara-Florence in 1438 was by purloining alms sent from Russia for the upkeep of the monastery of the Pantokrator. Harris’s attempt to retrieve Andreas Palaiologos’s reputation only leaves the impression that Byzantium was in more of a mess in its closing years than even Ivan Djurić allowed in his notably pessimistic depiction of the Byzantine Empire in the reign of John VIII Palaiologos. There was, in other words, little hope for Byzantium; only a grim struggle for survival, which it was bound to lose.
In the recent historiography of late Byzantium Djurić is a dissenting voice. His contention is that Manuel II failed to make the most of the opportunities opened up by the Ottoman defeat in 1402 and bequeathed an almost impossible position to his son John VIII, who with great ingenuity ensured Byzantium’s survival in the face of rampant Ottoman expansion. Harris has Djurić’s book in his bibliography, but never once refers to it in his notes. It would have helped if Harris had addressed Djurić’s views directly, if only because they turn on a fundamental problem of late Byzantine history: how reliable a guide is George Sphrantzes? Of the late Byzantine histories his Chronikon is the most original and attractive, if not in terms of traditional Byzantine historiography the most accomplished. Its framework is that of the popular Short Chronicle, but its contents are more those of a commonplace book or journal, not unlike the ricordanze so frequently kept by Florentines. This provides an immediacy and apparent authenticity, which is not matched by other Byzantine histories. Sphrantzes was especially good at recording or possibly embroidering conversations. When Constantine XI wanted to send him on yet another diplomatic mission in search of a wife, the historian remonstrated that this must positively be the last. Otherwise, his wife would have every reason to divorce him, because he had been away from home so much on imperial service. This is an anecdote, which has the ring of truth about it. Sphrantzes becomes a man, whom the modern reader thinks he can know and trust. His judgements underpin virtually all political histories of late Byzantium. He had a high opinion of Manuel II and Constantine XI, both of whom he served personally, and a correspondingly low opinion of John VIII, with whom he had little to do. Harris is happy to follow Sphrantzes without subjecting his views to critical assessment. If he had, he would have produced a rather different book, which dealt in uncertainties rather than certainties. He is more concerned to set out what we can reasonably know about Byzantium’s final years. This often means passing over apparently important events without comment, as for example the extraordinary flight in 1450 of the Orthodox Patriarch Gregory Melissenos to the safety of Rome. In this particular case, any explanation soon turns into speculation. This is equally true of Constantine XI’s failure to go through with a coronation. This may be the most baffling mystery of Constantine XI’s reign, but Harris does not even mention it, almost certainly because it commands no agreed explanation. But Constantine’s lack of a coronation was noted at the time and clearly an important issue. It needs to be discussed, if only because it reveals the conflicting forces, with which Constantine XI had to contend on the eve of the final siege.
Kioussopoulou, by contrast, is willing to delve beneath the surface of Byzantine political life. She uses sources, which Harris has been careful to avoid. The most important of these are the satire of Mazaris and the comedy of Katablattas. Harris makes limited use of the former and completely ignores the latter despite its being possibly the most significant, certainly the most interesting, newly discovered text from the last years of Byzantium. These texts provide a humorous insight into the bitter infighting, which characterised Byzantine court life. They call to mind similar Komnenian texts: the Timarion in the case of Mazaris and Nikephoros Basilakes’s Adversus Bagoam in that of Katablattas. A comparison of these texts suggests that the politics of the late Palaiologan court were little different from those of the early Komnenian court. Advancement depended on imperial or aristocratic patronage, to which end denigration of rivals was a valuable weapon. Mazaris and Katablattas do not in the end provide solid support for Kioussopoulou’s contention that the Byzantine emperor was becoming more of a ‘constitutional’ monarch, as he sought to adapt his authority to the realities of the time.
Much turns on the role of the senatorial and political archontes. Kioussopoulou regards them as constituting semi-official bodies, which represented aristocratic and popular interests respectively before the emperor. We know quite a lot about the senatorial archontes. They were court dignitaries, whose position was protected by convention. George Sphrantzes has recorded a long conversation he had with Constantine XI about his possible promotion to Grand Logothete. The emperor was not able to satisfy his trusted servant’s request, because such a promotion would upset the legitimate expectations of other senatorial archontes, which reveals that even over appointments the emperor did not have a free hand. Constantine XI also confided to Sphrantzes that on most policy matters there was very little that he could do because of opposition from his chief minister the Grand Duke Loukas Notaras. This may not have been an entirely constitutional matter, more a reflection of the emperor’s financial obligation to his chief minister, who stood surety to the Venetians for a loan they made to the emperor. However, these episodes provide some support for Kioussopoulou’s view that by the end of Byzantium the emperor’s authority was hedged around by aristocratic privilege. But there is no reason to suppose that it was given any institutional basis. It was a matter of convention. The ceremonial and the hierarchy of the imperial court seem still to have provided the framework, within which politics worked.
While the senatorial archontes are easily identifiable, the political archontes are a much more shadowy group. They undoubtedly existed, but what exactly they did is hard to determine. They may or may not have been identical with the demarchs, who appear in the sources with responsibilities for the different quarters of Constantinople. At best, the political archontes were the self-appointed intermediaries between sections of the populace and the palace. Their very obscurity suggests that there was little progress towards anything like a popular assembly at Constantinople. There was an almost complete absence of any popular infrastructure in late Byzantium. Gone were the guilds, which in the 11th century had had a political role to play. Kioussopoulou asks a great many questions, which are pertinent and well framed, but they are based on an expectation that Byzantium will follow patterns of change observable in other medieval societies. The trouble with Byzantium is that change never followed any clear direction. It was more a matter of adapting to circumstances. It was a way of protecting the fiction of an ideal order (taxis), which in the end was more or less all that was left. As the Castilian traveller Pero Tafur observed, when he visited Constantinople in 1437, ‘the emperor’s state is as splendid as ever, but, properly regarded, he is like a bishop without a see’. In their different ways Harris and Kioussopoulou provide excellent commentary on this judgement. Harris has more on the emperor’s splendid state and only hints at the abject poverty it concealed. For Kioussopoulou the bankruptcy of an old order opens up possibilities for the creation of something new, which was of course still-born.
- Steven Runciman, The Fall of Constantinople, 1453 (Cambridge, 1965).Back to (1)
- John W. Barker, Manuel II Palaeologus (1391–1425): a Study in Late Byzantine Statesmanship (New Brunswick, NJ, 1969).Back to (2)
- Donald M. Nicol, The Immortal Emperor: the Life and Legend of Constantine Palaiologos, the Last Emperor of the Romans (Cambridge, 1992).Back to (3)
- Ivan Djurić, Le crépuscule de Byzance (Paris, 1996).Back to (4)
- M.-H. Blanchet, Georges-Gennadios Scholarios (vers 1400–vers 1472): un intellectuel orthodoxe face à la disparition de l’Empire byzantin (Paris, 2008); C. M. Woodhouse, Gemistos Plethon: the Last of the Hellenes (Oxford, 1986).Back to (5)
- Nicolas Oikonomides, Hommes d’affaires grecs et latins à Constantinople (XIIIe-XVe siècles) (Montreal and Paris, 1979).Back to (6)
I am extremely grateful to Michael Angold for his generous review and careful reading of my work. I am also very pleased that he has paid tribute to the work of Tonia Kiousopoulou. Her succinct little book has transformed our understanding of the last 50 years of the Byzantine empire and hopefully it will be translated into English before too long so that it can be used in teaching. In the case of both books, Angold unerringly perceives the intentions of the authors. Kiousopoulou aims to argue a thesis that Byzantium had changed constitutionally in response to its drastic contraction and these changes dictated the Byzantine response to the Ottoman threat. My book, on the other hand, is more of an overview, designed to provide a coherent narrative of the period 1403 to 1465 for a general readership. He has placed both books in the context of wider debates on the last 50 years of Byzantine history.
Angold points out that there are a number of issues that are not addressed in detail, or in some cases at all, in my book. There is no discussion of Ivan Djurić’s rehabilitation of Emperor John VIII Palaiologos in his Le crepuscule de Byzance (1996), no detailed weighing up of the evidence of the Chronicle of George Sphrantze, no investigation of the problem of why Constantine XI was never crowned in Constantinople and no explanation of the flight of the patriarch of Constantinople, Gregory Melissenos, to Rome in 1450. These are all undeniably very important points but as Angold himself observes my work is designed as an overview for the general reader. Detailed discussion of these points would not only have distracted from the narrative flow and overburdened the text; it would also have sent me far beyond the strict 100,000 word limit. It is also something in the nature of Byzantine studies that authors are often constrained to narrate rather than dig deeper: it is such a neglected area of history that knowledge on the part of the reader cannot be assumed.
Angold also has some concerns that my conclusion contradicts what I say in the body of the book. In the latter, I appear to say that Manuel II Palaiologos did enough to give Byzantium a chance of survival between 1403 and 1421, but this came to nothing because his son John VIII was overambitious in his foreign policy. The conclusion, on the other hand, focuses on how all the Palaiologoi from Manuel II to his grandson Andreas spent much of their time desperately raising cash either through loans or simply begging from other Christian rulers. This, Angold concludes, only leaves the impression that Byzantium was in more of a mess than even Ivan Djurić allowed. I do not, however, accept these interpretations or that there is any contradiction. There is a strongly defined theme that runs through the whole book which is laid out in the prologue (pp. xvii-xxii): it is just that it is perhaps a different one from what Angold was expecting.
The theme of the book is how people respond to crisis and in particular how the Byzantines responded to a period of 50 years when their society teetered on the brink between survival and destruction. Steven Runciman’s classic Fall of Constantinople lays great stress on the heroic last stand of Emperor Constantine XI on the Land Walls in 1453 but that emphasis can be misleading for two reasons. First, much of Runciman’s narrative was based on the late and unreliable work of pseudo-Sphrantzes and secondly the open military defiance of the Ottomans that he represented was by no means a typical response to the situation. Most Byzantines, rich and poor, took a much more ambivalent line, attempting to secure their personal survival and that of their families and fortunes, whatever might befall. The obvious example is that of Loukas Notaras, the wealthy Grand Duke who hedged his bets between the Latin West and the Ottoman Turks. It is this very human response that the book explores and much of the policy of both Manuel II and John VIII should be seen in the light of it. Both emperors had peace treaties with the Ottoman Sultan and yet both continued to talk to the Western powers in the hope of organising an anti-Turkish crusade. Both received financial help from Christian rulers as oppressed co-religionists at the same time as they were vassals of the sultan. It was not honourable, it was not heroic but in the circumstances it was very understandable. Hence my conclusion which focuses on Andreas Palaiologos and emphasises how the third generation in exile responded in exactly the same way, playing on the sympathy of the Christian west but also prepared to throw themselves on the mercy of the sultan. I therefore see no contradiction in the main theme of my book.
At the end of the day a book is a very personal thing and I am well aware that anyone else would have written The End of Byzantium in a very different way. Angold notes, for example, that I put a great deal of stress on the Byzantine diaspora after 1453. The reason is that I wrote my PhD on the topic: another author would have laid the emphasis elsewhere. The points that Angold raises in his review are those to which he attaches importance and which, it is to be hoped, will be explored in his own book on the fall of Constantinople which is due to be published in 2012. When that appears we will probably all have to revise our opinions.